Termination of Parental Rights or Surrender of Parental Rights: What's the Difference?

I have received many questions about the similarities and differences between a surrender of parental rights and a termination of parental rights. While the end result is often the same when the parental rights and responsibilities of a parent are permanently severed, there many differences to be aware of. 

Similarities

• Both are proceedings that can end in the permanent severing of all parental rights and responsibilities of a parent.

• Parents who are surrendering or may have their parental rights terminated are entitled to an attorney, and if they cannot afford one the court will appoint an attorney to represent them.

• Both proceedings are confidential.

Differences

• In a surrender of parental rights, all the parties agree to terminate the rights of a parent; a termination of parental rights can be either contested or uncontested. A TPR petition does not always result in a termination of one or both parents parental rights. 

• A parent in a surrender is entitled to counseling at the expense of the petitioning party about the parent’s decision to place the child up for adoption.

• The court is required to appoint a guardian ad litem to represent the best interests of the child in a termination proceeding; a surrender petition does not require the appointment of a guardian ad litem.

• A surrender of parental rights requires that there be a pending adoption, where a termination of parental rights does not. An adoption does not always follow a termination of parental rights case.  

• A termination proceeding requires that the court make a finding, beyond a reasonable doubt, that grounds exist to terminate the parental rights of a parent and that it is in the best interests of the child. A surrender does not require such findings, only the agreement of the parties that the surrender take place.

• TPR cases are heard in the Circuit Court- Family Division, and surrender cases are either in the Circuit Court – Family Division or the Circuit Court – Probate Division depending on the specific facts of the case.

In the Matter of Reena D: Guardian bears burden of proof in termination of guardianship established by consent

The New Hampshire Supreme Court issued an opinion In the Matter of Reena D. on December 28, 2011. 

The Facts

In 2002, mother and father petitioned the court to grant guardianship of their twenty-two month old daughter Reena to the paternal grandfather and his wife. The purpose of the guardianship was to allow mother and father to travel to India to start a tile business and visit with the mother’s family. The court appointed the grandfather and his wife as Reena’s guardians.

In 2003, the grandfather died and his wife was appointed as sole guardian of Reena. Later that year, the mother and father petitioned to terminate the guardianship, and then entered into a temporary stipulation with the guardian allowing the guardianship to continue while the father obtained an alcohol assessment. A hearing on the motion to terminate would be held two months after the submission of the assessment.

Six months later, the guardian moved to dismiss the motion to terminate, and the court denied the termination of the guardianship without prejudice. In 2007, the parents renewed their motion to terminate the guardianship. A trial was conducted in 2009, where the father submitted the required alcohol assessment on the first day. The trial court placed the burden of proof, by a preponderance of the evidence, on the parents to show “that substitution or supplementation of parental care and supervision [was] no longer necessary to provide for [their daughter’s] essential physical and safety needs” and that terminating the guardianship would not “adversely affect [their daughter’s] psychological well-being.” The court determined that the parents had failed to meet their burden and denied the termination of the guardianship.   

The Appeal

The father appealed the decision denying the termination of the guardianship over his daughter. He argues that the trial court violated his state and federal constitutional rights by requiring him and his wife to bear the burden of proof to terminate the guardianship. He asserts that it is the respondent who should have the burden of proving by clear and convincing evidence that the guardianship was necessary to provide for Reena’s essential physical and safety needs and to prevent significant psychological harm to her.

The Holding

In a guardianship established by consent, the guardian bears the burden of proof by clear and convincing  “that substitution or supplementation of parental care and supervision” is “necessary to provide for the essential physical and safety needs of the minor” and that terminating the guardianship will “adversely affect the minor’s psychological well-being.” The court determined that a fit parent, that is one who has not been adjudicated unfit, is entitled to the Troxel presumption that a fit parent will act in the best interests of their child. Thus, where a guardianship has been established by consent, a parent remains a fit parent and it is the guardian who must carry the burden of proof articulated in RSA 463:15, V. The court held that the clear and convincing standard applies, which was in keeping with other holdings of the court in disputes between parents and nonparents over custody of a minor such as In the Matter of R.A. & J.M. and In re Guardianship of Nicholas P.

Because the trial court applied the incorrect burden of proof, the Supreme Court vacated the order denying the termination of the guardianship and remanded it for further proceedings.

The Takeaway

When establishing a guardianship, the parent who consents to the guardianship will have an easier path to terminating the guardianship.

An interesting issue will occur for a guardianship established by consent and adjudication. It is often the case where one parent consents to the guardianship, while the other objects and the guardianship is granted over the objection. In a proceeding to terminate the guardianship, the parent who contested the guardianship must carry the burden of proof, where the parent who consented shifts the burden to the guardian. Having different burdens in the same matter will make things interesting.